Personal Finance

By Anonymous (not verified), 29 June, 2017
Short Title
Build Financial Independence

Flag waving, hamburger flipping and fireworks watching are all time-honored Independence Day activities. But if you are looking to declare your own independence—financial independence—here are four actions to take this July 4th weekend.

Core Official Date
Author (External)
[email protected] (FINRA Staff)
By Anonymous (not verified), 20 June, 2017
Short Title
Online Trading Myths

These days many investors are trading online, whether through the Internet or through other electronic means, such as a mobile app. This may sound pretty straight forward, but there continues to be some common misconceptions about online trading. Here are four myths in need of busting.

Core Official Date
Author (External)
[email protected] (FINRA Staff)
By Anonymous (not verified), 14 June, 2017
Short Title
Start an Emergency Fund

It’s an annual rite for many families—the summer road trip. Travel experts offer road-trip survival tips, from tuning up the car to keeping your cell phone charged. Good preparation is also essential to a successful financial road trip. For this journey, one of the best places to begin is with an emergency fund.

Core Official Date
Author (External)
[email protected] (FINRA Staff)
By Anonymous (not verified), 5 June, 2017
Short Title
Disaster-Related Stock Fraud

It may not be possible to predict when the next hurricane or other natural disaster will take place, but one thing you can count on is that, when it happens, scammers will try to take advantage of the situation.

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Author (External)
[email protected] (FINRA Staff)
By Anonymous (not verified), 19 May, 2017
Short Title
SAFE Securities

Some issuers have been offering a new type of security as part of some crowdfunding offerings—which they have called a SAFE. The acronym stands for Simple Agreement for Future Equity. SAFE accounts come with risks, and are very different from traditional common stock.

Core Official Date
Author (External)
[email protected] (FINRA Staff)
By Anonymous (not verified), 9 May, 2017
Short Title
Women and Investing

This year, you may have a few more reasons to celebrate Mom. The impact of women’s earnings, and the financial contributions they make to their families, continues to grow. Here are five ways women can take charge of their financial futures.

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Author (External)
[email protected] (FINRA Staff)
By Anonymous (not verified), 4 May, 2017
Short Title
Saving for Retirement—Automatically

Automatic features make saving simple, but auto-saving isn’t the same as putting things on autopilot. These tips will help you make the most of your company’s automatic retirement savings features.

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Author (External)
[email protected] (FINRA Staff)
By Anonymous (not verified), 27 April, 2017
Short Title
Fake Check Scams

FINRA has received numerous calls recently from individuals who have received unexpected checks, some from organizations whose names are household words. To those callers, we offer a concise response: Don’t cash the check, it’s almost certainly counterfeit.

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Author (External)
[email protected] (FINRA Staff)
By Anonymous (not verified), 20 April, 2017
Short Title
Take the Maximum Match

Retirement savers, are you making the most of your company's 401(k) match? Even though a quarter of the year has gone by, you can take steps to make the most of your company's 401(k) match. Each year, Americans leave billions of dollars in 401(k) company matches on the table. Here's how to avoid becoming one of the estimated one-of-four employees who misses out on free money.

Core Official Date
Author (External)
[email protected] (FINRA Staff)
By Anonymous (not verified), 11 April, 2017
Short Title
Treasury Securities

To help finance its operations, the U.S. government borrows money by selling investors a variety of debt securities known collectively as Treasury securities, or simply, Treasuries. These securities have a special place in the investment world, since they are the benchmark by which most other debt securities are measured.

Core Official Date
Author (External)
[email protected] (FINRA Staff)