Submitted by TaylorML on Fri, 08/30/2019 - 11:24
Short Title:
Lock Down Your Financial Emergency Kit
A major hurricane is bearing down on the East Coast, and others likely will follow. As millions scramble to prepare for this latest natural disaster, it pays to assemble a financial emergency kit now.
Core Official Date:
Friday, August 30, 2019 - 11:15
Submitted by TaylorML on Thu, 06/06/2019 - 11:09
Short Title:
Disaster-Related Financial Fraud
Last year's Atlantic hurricane season saw 15 named storms slam the East Coast and Gulf states—including mammoth Florence and Michael. It may not be possible to predict when or where the storms of 2019 will take place, but one thing you can count on is that when they hit happens, scammers will try to take advantage of the situation.
Core Official Date:
Thursday, June 6, 2019 - 13:45
Submitted by TaylorML on Fri, 05/24/2019 - 11:03
A reverse stock split tends to occur with small companies who believe their stock price is too low to attract investors.
Core Official Date:
Friday, May 24, 2019 - 14:30
Submitted by TaylorML on Wed, 05/08/2019 - 12:12
If the broker you are working with leaves your brokerage firm, it may prompt questions about the departing broker and the status of your accounts following the departure. For this reason, FINRA has consistently sought to ensure that customers can make a timely and informed choice about where to maintain their assets when their broker moves on to a new firm.
Core Official Date:
Friday, May 10, 2019 - 15:30
Submitted by TaylorML on Thu, 04/18/2019 - 16:31
Short Title:
Cryptocurrency Trading Platforms
In the new world of cryptocurrencies and blockchain technology, a number of service providers have emerged to assist users in managing their cryptocurrencies. An important development is the emergence of cryptocurrency online platforms that let users buy, sell, exchange, and in some cases, store cryptocurrencies.
Core Official Date:
Thursday, April 18, 2019 - 17:15
Submitted by TaylorML on Mon, 04/01/2019 - 16:23
Short Title:
Social Sentiment Investing Tools
This Alert provides tips to consider before using tools that analyze or aggregate information from social media sources to make investment decisions or attempt to predict changes in the stock market’s direction or in the price of a security.
Core Official Date:
Wednesday, April 3, 2019 - 11:15
Submitted by TaylorML on Tue, 03/26/2019 - 10:44
With the Earned Income Tax Credit (EITC), eligible workers can receive a refundable tax credit that could exceed $6,500. Learn more.
Core Official Date:
Tuesday, March 26, 2019 - 11:30
Submitted by TaylorML on Tue, 03/19/2019 - 10:09
FINRA is aware of a recent scheme that involved an unregistered individual impersonating a registered investment professional to lure in potential investors. This scammer created a fake version of a public FINRA BrokerCheck® report of a legitimate broker—picking an experienced broker with a spotless regulatory record.
Core Official Date:
Tuesday, March 19, 2019 - 14:45
Submitted by TaylorML on Thu, 03/07/2019 - 12:34
Short Title:
Deciding Whether to Rent or Buy
Since a home purchase is often the single biggest investment many people will ever make, it's important to give the question—buy or rent—serious consideration. If you are wondering what is right for you, here are four questions to ask yourself.
Core Official Date:
Thursday, March 7, 2019 - 14:15
Submitted by TaylorML on Wed, 03/06/2019 - 15:14
Short Title:
Investor Alert: Fake Check Scams
Fake checks purported to be issued by FINRA appear to be back in circulation in 2019. The checks are counterfeit, and may arrive by special delivery and require a recipient's signature. Learn about the risks of cashing unexpected checks and our tips to avoid being a check scam victim.
Core Official Date:
Thursday, March 7, 2019 - 10:15
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