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Personal Finance

It Pays to Pay Attention to Your Brokerage Account Statements

Short Title: 
Pay Attention to Your Brokerage Account Statements

One of the best ways you can protect your investment portfolio is to monitor your holdings and activity. You should make it a habit to review online or paper account statements and trade confirmations on a regular basis.

Core Official Date: 
Thursday, December 19, 2019 - 09:15
Author (External): 
FINRA Staff ([email protected])

ESG Investing—Clearing the Air on Social Impact Financial Products

Short Title: 
ESG Investing

Increasingly, many investors have been choosing to put money where their values are—into a growing array of products that fall broadly into the category of environmental, social and governance investing, often called ESG investing for short. If you're thinking about investing in ESG products, here are some tips to keep in mind and traps to avoid.

Core Official Date: 
Wednesday, December 11, 2019 - 12:00
Author (External): 
FINRA Staff ([email protected])

How to Stay Out of the Red on Black Friday, Cyber Monday and Beyond

Short Title: 
Stay Out of the Red on Black Friday

If you want to stay out of the red on Black Friday, Cyber Monday and beyond, start by looking in the mirror. Many items purchased during these sales are non-gift items for yourself or your home.

Core Official Date: 
Tuesday, November 26, 2019 - 14:15
Author (External): 
FINRA Staff ([email protected])

These Behaviors Make You a Scam Target

Short Title: 
Scam Target Behaviors

Do you spend a lot of time on social media sites or looking for great online deals? If so, then you wear a bullseye when it comes to scammers hunting for money, according to groundbreaking fraud research from the FINRA Investor Education Foundation, BBB Institute for Marketplace Trust and the Stanford Center on Longevity.

Core Official Date: 
Wednesday, November 20, 2019 - 13:00
Author (External): 
FINRA Staff ([email protected])

Financial Well-Being of U.S. Military Veterans Improving, Surpassing Non-Veterans

Short Title: 
Financial Well-Being of U.S. Military Veterans Improving

Here's some good news for our nation's veterans and those who care about their welfare. The financial well-being of U.S. military veterans has improved in recent years, outpacing the gains of non-veterans, according to new research by the FINRA Investor Education Foundation. Veterans, overall, reported having less difficulty covering their expenses and bills, had a lower likelihood of experiencing an income drop and were more likely to have an emergency fund, according to the survey of more than 3,000 veterans and more than 20,000 non-veterans.

Core Official Date: 
Monday, November 11, 2019 - 15:30
Author (External): 
FINRA Staff ([email protected])

6 Tips for Managing Your Investments through Divorce

Short Title: 
Divorce and Your Finances

While we all hope our marriages will be successful, sometimes life just doesn’t go as planned. Consider these 6 important tips about divorce and your investments.

Core Official Date: 
Wednesday, October 23, 2019 - 14:30
Author (External): 
[email protected] (FINRA Staff)

Three Tips for World Investor Week 2019

Short Title: 
Tips for World Investor Week

October 1-7, 2019 is World Investor Week, a global campaign to raise awareness about the importance of investor education and protection. U.S. securities regulators offer these key messages for Main Street investors.

Core Official Date: 
Thursday, October 3, 2019 - 10:30
Author (External): 
FINRA Staff ([email protected])

Cash Accounts: What They Are and How to Avoid Problems

Short Title: 
Cash Accounts

With a cash account, the most important thing to know is that you must pay the full amount for securities purchased in that account by the settlement date. For most securities, this means paying for them two days after you place an order to buy.

Core Official Date: 
Friday, September 27, 2019 - 12:00
Author (External): 
FINRA Staff ([email protected])

Should You Exchange Your Variable Annuity?

Short Title: 
Exchanging Your Variable Annuity

Perhaps you spoke with an investment professional about an existing variable annuity you own, and the possibility of exchanging your current VA with a new one came up. Be aware that replacing one VA with another involves a comparison of the complex features of each security.

Core Official Date: 
Friday, September 13, 2019 - 15:45
Author (External): 
FINRA Staff ([email protected])

As Hurricanes Bear Down—Lock Down Your Financial Emergency Kit

Short Title: 
Lock Down Your Financial Emergency Kit

A major hurricane is bearing down on the East Coast, and others likely will follow. As millions scramble to prepare for this latest natural disaster, it pays to assemble a financial emergency kit now.

Core Official Date: 
Friday, August 30, 2019 - 11:15
Author (External): 
[email protected] (FINRA Staff)

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