You are here

Personal Finance

Can You Ace This Quiz? Test Your Financial Literacy

Short Title: 
Financial Literacy Quiz

Findings from the National Financial Capability Study (NFCS), released this month by the FINRA Investor Education Foundation (FINRA Foundation), reveal that many Americans demonstrate relatively low levels of financial literacy and have difficulty applying financial decision-making skills to real-life situations.

Core Official Date: 
Thursday, July 21, 2016 - 17:00
Author (External): 
[email protected] (FINRA Staff)

The Many Faces of America’s Financial Capability

Short Title: 
Financial Capability

The financial circumstances of Americans have improved over the last several years—but some groups, including woman, millennials, African-Americans and Hispanics—are struggling. These findings come from the National Financial Capability Study, released this month by the FINRA Investor Education Foundation.

Core Official Date: 
Thursday, July 14, 2016 - 13:15
Author (External): 
[email protected] (FINRA Staff)

Understanding Order Types Can Save Time and Money

Short Title: 
Order Types

When you place an order to buy or sell securities, you may get more—or less—than you bargained for. Understanding the benefits and risks of various types of orders can help you avoid unintended losses and better ensure your trades are executed in a timely manner and at a price with which you are comfortable.

Core Official Date: 
Tuesday, August 9, 2016 - 12:30
Author (External): 
[email protected] (FINRA Staff)

Online Dating and Investment Fraud: Always Check Your Sources

Short Title: 
Online Dating and Investment Fraud

There are certain risks that go along with online dating. But did you know that investment fraud is one of them? Do some checking before you trust someone with your heart—or your money.

Core Official Date: 
Thursday, July 7, 2016 - 15:00
Author (External): 
[email protected] (FINRA Staff)

"Brexit" and Market Risk: What You Don't Know Can Hurt You

Short Title: 
Market Risk

The vote by Britain to leave the European Union was quickly felt the world over, creating market uncertainty and spiking volatility. In our investor alert, we outline the different types of market risks your investments may be exposed to and to describe steps you can take to minimize or manage those risks.

Core Official Date: 
Tuesday, June 28, 2016 - 15:15
Author (External): 
[email protected] (FINRA Staff)

Car Title Loans Can Take You for a Ride

Short Title: 
Car Title Loans

According to a new report by the Consumer Financial Protection Bureau (CFPB), one in five borrowers from auto title loan companies have their vehicles seized when they fall behind on repayment of their loans. The CFPB report illustrates just how difficult it is for many borrowers to avoid getting caught in the title-loan trap.

Core Official Date: 
Tuesday, June 14, 2016 - 09:15
Author (External): 
[email protected] (FINRA Staff)

5 Tips for Avoiding Viral Disease Stock Scams

Short Title: 
5 Tips for Avoiding Viral Disease Stock Scams

Dramatic news coverage of viral outbreaks often catch the interest of stock scammers looking to capitalize on fears of a potential pandemic. Investors should be wary of promotions touting stocks that claim to protect against the spread of viruses or other harmful diseases.

Core Official Date: 
Tuesday, June 7, 2016 - 11:45
Author (External): 
[email protected] (FINRA Staff)

5 Questions to Ask When Your Broker Changes Firms

Short Title: 
Should You Follow Your Broker?

It can be a surprise to learn that the broker you have worked with over the years is leaving your current firm. If you’re thinking about whether to follow your broker or stay with your current firm, examine the key issues that will help you make an informed decision.

Core Official Date: 
Thursday, June 2, 2016 - 12:00
Author (External): 
[email protected] (FINRA Staff)

Hurricane Season Could Blow in Disaster-Related Stock Fraud

Short Title: 
Disaster-Related Stock Fraud

Hurricane Season officially starts next week. While it may not be possible to predict when the next hurricane or other natural disaster will take place, here are some to help you protect against stock scams that tout the promise of huge gains in the wake of the next "big one."

Core Official Date: 
Thursday, May 26, 2016 - 11:45
Author (External): 
[email protected] (FINRA Staff)

Crowdfunding and the JOBS Act: What Investors Should Know

Short Title: 
Crowdfunding Investor Info

Investors can now buy securities through crowdfunding. This advisory is designed to help the public understand the crowdfunding rules and processes so they can make informed decisions about the risks and rewards of investing in these early-stage businesses.

Core Official Date: 
Monday, May 16, 2016 - 11:00
Author (External): 
[email protected] (FINRA Staff)

Pages