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Personal Finance

6 Financial To-Dos After Saying "I Do"

Short Title: 
6 Financial To-Dos After Saying "I Do"

Disagreement over money is one of the chief sources of tension for couples, numerous studies have shown. Get your marriage off to a strong start with these six smart financial to-dos now that you’ve said "I do."

Core Official Date: 
Wednesday, October 18, 2017 - 10:45
Author (External): 
Kaitlyn Kiernan ([email protected])

Avoid Bad Financial Luck This Friday the 13th With These 4 Tips

Short Title: 
How to Avoid Bad Financial Luck This Friday the 13th

This Friday the 13th, you might be taking some extra precautions to ward off bad luck, perhaps carrying around your rabbit’s foot or other good luck charm. But how about taking some extra precautions when it comes to your financial situation?

Core Official Date: 
Thursday, October 12, 2017 - 16:15
Author (External): 
Kaitlyn Kiernan ([email protected])

3 Things to Know About Financial Designations

Short Title: 
Financial Designations

You made a decision to work with a financial professional and have started to interview prospective candidates. You notice some candidates have a string of letters after their name. Chances are that alphabet soup refers to one or more professional designations. Here are three things it pays to know about financial designations.

Core Official Date: 
Tuesday, October 10, 2017 - 12:15
Author (External): 
Pete Chandler ([email protected])

Make the Most of World Investor Week with These Tips

Short Title: 
Make the Most of World Investor Week with These Tips

U.S. securities regulators like FINRA want you to keep these nine tips in mind this World Investor Week—and every week—when you invest.

Core Official Date: 
Monday, October 2, 2017 - 12:00
Author (External): 
FINRA Staff ([email protected])

Don’t Give in to Power of Attorney Pressure

Short Title: 
Power of Attorney

Pressure tactics and sound investing rarely, if ever, go hand in hand. This holds true when it comes to pressure to sign legal documents that give someone else the authority to make decisions on your behalf, such as a Power of Attorney, or POA.

Core Official Date: 
Thursday, September 28, 2017 - 10:30
Author (External): 
Pete Chandler ([email protected])

5 Do's and Don'ts That Can Help You Achieve Greater Financial Security

Short Title: 
Achieve Greater Financial Security

Drawing on the findings of the FINRA Investor Education Foundation's National Financial Capability Study of more than 25,000 American adults, the FINRA Foundation has developed five tips to help consumers both manage their day-to-day financial challenges and build a brighter financial future.

Core Official Date: 
Thursday, September 21, 2017 - 15:30
Author (External): 
FINRA Staff ([email protected])

Beware of Stock Fraud in the Wake of Hurricanes Harvey and Irma

Short Title: 
Hurricane Stock Fraud

Financial fraud routinely follows on the heels of disaster. Hurricane Harvey and the historic flooding it left it its wake, and the widespread damage caused by Irma, are no exception. We are issuing this Alert to warn investors that investment scams may come your way touting stocks and other investments with the promise of huge gains in the wake of Harvey and Irma

Core Official Date: 
Wednesday, September 13, 2017 - 13:30
Author (External): 
FINRA Staff ([email protected])

T+2 Is Here

Short Title: 
T+2

A new era in securities settlement has arrived. T+2—the new, and shorter, standard settlement cycle for securities transactions in the U.S.—is now a reality.

Core Official Date: 
Thursday, September 7, 2017 - 11:30
Author (External): 
Peter Chandler ([email protected])

Disaster Planning—5 Things to Put in Your Financial Emergency Kit

Short Title: 
Financial Emergency Kit

Hurricane Harvey’s destruction is a forceful reminder that you rarely have very much advance warning to prepare for natural disasters. For this reason, it's important to assemble a financial emergency kit now, ahead of a crisis. Here are 5 things your kit should include.

Core Official Date: 
Wednesday, August 30, 2017 - 09:45
Author (External): 
FINRA Staff ([email protected])

Planning Ahead—Have You Chosen Your Beneficiaries?

Short Title: 
Choosing Beneficiaries

It’s tempting to put off until tomorrow some of the important decisions about what happens to your retirement assets when you die. But it pays to plan ahead, especially for accounts that aren’t transferred by will or trust. Start here: Make sure there are designated beneficiaries for any retirement savings plans and pensions you own or may be entitled to.

Core Official Date: 
Thursday, August 24, 2017 - 11:00
Author (External): 
Pete Chandler ([email protected])

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