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Personal Finance

The Lifecycle of an Online Trade

Short Title: 
Online Trade Lifecycle

Investors make millions of online stock trades each day. Once you click, tap or hit enter to buy or sell a stock—what happens next? Our infographic walks you through five key steps in the lifecycle of an online trade.

Core Official Date: 
Tuesday, November 21, 2017 - 11:45
Author (External): 
FINRA Staff ([email protected])

Smart Questions to Ask About Smart Beta Products: Part 2

Short Title: 
What is Smart Beta?

Smart beta investment products, such as ETFs, are linked to and seek to track the performance of alternatively weighted indices. Here are six "smart" questions to ask before investing in a product linked to a smart beta index.

Core Official Date: 
Friday, November 17, 2017 - 11:15
Author (External): 
Pete Chandler ([email protected])

How to Stay Out of the Red on Black Friday, Cyber Monday and Beyond

Short Title: 
Black Friday and Cyber Monday

When it comes to taking control of holiday spending this year, a recent survey offers insight on where to start. If you want to stay in the black on Black Friday, Cyber Monday and beyond, start by looking in the mirror.

Core Official Date: 
Tuesday, November 14, 2017 - 14:00
Author (External): 
FINRA Staff ([email protected])

This Veteran's Day, Let's Recognize How Vets Fare Financially

Short Title: 
How Vets Fare Financially

Each November 11, we recognize the many accomplishments and sacrifices made by our 22 million U.S. military veterans. We pay tribute to their bravery and service to our country, and hear many personal stories of what it means to be a veteran in America today. One story worth telling is how America’s veterans fare financially.

Core Official Date: 
Thursday, November 9, 2017 - 12:00
Author (External): 
Pete Chandler ([email protected])

Watch Out for These 5 Unexpected Costs of Raising a Child

Short Title: 
5 Unexpected Costs of Raising a Child

Soon-to-be parents suspect what parents already know—kids are expensive. From diapers to childcare, the big and little expenses add up. But there are a number of other, unexpected expenses that can take new parents by surprise.

Core Official Date: 
Tuesday, November 7, 2017 - 17:15
Author (External): 
Kaitlyn Kiernan ([email protected])

Get Smart About Smart Beta: Part 1

Short Title: 
Smart Beta

"Smart beta" has become an increasingly common Wall Street catch phrase, with a growing list of smart-beta products available to investors. Since these products are likely to stick around, now is a good time to get smart about smart beta products.

Core Official Date: 
Thursday, November 2, 2017 - 13:30
Author (External): 
Pete Chandler ([email protected])

New FINRA Exam to Open Doors to Financial Industry

Short Title: 
New FINRA Exam

Looking to break into the financial services industry? The Securities Industry Essentials (SIE) exam is the new streamlined FINRA competency exam that will open up opportunities for individuals seeking to enter—or re-enter—the securities industry.

Core Official Date: 
Tuesday, October 31, 2017 - 14:15
Author (External): 
Kaitlyn Kiernan ([email protected])

Know Before You Invest: Volatility-Linked Exchange-Traded Products

Short Title: 
Volatility-Linked Exchange-Traded Products

While exchange-traded products are more popular than ever, it’s important to remember that though they trade like stocks, their risks can be far more complex. Indeed, volatility-linked ETFs and ETNs are highly complex, and investors could risk major losses if they trade them without understanding how they work.

Core Official Date: 
Thursday, October 26, 2017 - 14:15
Author (External): 
Kaitlyn Kiernan ([email protected])

3 Creepy Investment Scams

Short Title: 
Investment Scams

There aren’t many things creepier than an investment that starts out sounding safe and full of opportunity, but ends up leaving the investor in a state of financial shock. Sadly, that’s what happens all too often in these three dark and potentially devastating investment scams.

Core Official Date: 
Tuesday, October 24, 2017 - 14:45
Author (External): 
Pete Chandler ([email protected])

6 Financial To-Dos After Saying "I Do"

Short Title: 
6 Financial To-Dos After Saying "I Do"

Disagreement over money is one of the chief sources of tension for couples, numerous studies have shown. Get your marriage off to a strong start with these six smart financial to-dos now that you’ve said "I do."

Core Official Date: 
Wednesday, October 18, 2017 - 10:45
Author (External): 
Kaitlyn Kiernan ([email protected])

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