Personal Finance

By Anonymous (not verified), 29 November, 2017
Short Title
Research and Compare Funds

Comparison shopping for financial products such as mutual funds and ETFs is a sound practice. The Financial Industry Regulatory FINRA Staffity (FINRA) has introduced a new and improved Fund Analyzer tool, just in time for end-of-year fund shopping.

Core Official Date
Author (External)
FINRA Staff ([email protected])
By Anonymous (not verified), 27 November, 2017
Short Title
Holiday Debt Trap

There's no escaping the aftermath of too much holiday cheer, whether it's a few extra pounds or the dreaded hangover. And binging on gifts and entertaining can leave a lasting pain, too: credit card debt.

Core Official Date
Author (External)
Kaitlyn Kiernan ([email protected])
By Anonymous (not verified), 21 November, 2017
Short Title
Online Trade Lifecycle

Investors make millions of online stock trades each day. Once you click, tap or hit enter to buy or sell a stock—what happens next? Our infographic walks you through five key steps in the lifecycle of an online trade.

Core Official Date
Author (External)
FINRA Staff ([email protected])
By Anonymous (not verified), 16 November, 2017
Short Title
What is Smart Beta?

Smart beta investment products, such as ETFs, are linked to and seek to track the performance of alternatively weighted indices. Here are six "smart" questions to ask before investing in a product linked to a smart beta index.

Core Official Date
Author (External)
Pete Chandler ([email protected])
By Anonymous (not verified), 14 November, 2017
Short Title
Black Friday and Cyber Monday

When it comes to taking control of holiday spending this year, a recent survey offers insight on where to start. If you want to stay in the black on Black Friday, Cyber Monday and beyond, start by looking in the mirror.

Core Official Date
Author (External)
FINRA Staff ([email protected])
By Anonymous (not verified), 8 November, 2017
Short Title
How Vets Fare Financially

Each November 11, we recognize the many accomplishments and sacrifices made by our 22 million U.S. military veterans. We pay tribute to their bravery and service to our country, and hear many personal stories of what it means to be a veteran in America today. One story worth telling is how America’s veterans fare financially.

Core Official Date
Author (External)
Pete Chandler ([email protected])
By Anonymous (not verified), 6 November, 2017
Short Title
5 Unexpected Costs of Raising a Child

Soon-to-be parents suspect what parents already know—kids are expensive. From diapers to childcare, the big and little expenses add up. But there are a number of other, unexpected expenses that can take new parents by surprise.

Core Official Date
Author (External)
Kaitlyn Kiernan ([email protected])
By Anonymous (not verified), 2 November, 2017
Short Title
Smart Beta

"Smart beta" has become an increasingly common Wall Street catch phrase, with a growing list of smart-beta products available to investors. Since these products are likely to stick around, now is a good time to get smart about smart beta products.

Core Official Date
Author (External)
Pete Chandler ([email protected])
By Anonymous (not verified), 31 October, 2017
Short Title
New FINRA Exam

Looking to break into the financial services industry? The Securities Industry Essentials (SIE) exam is the new streamlined FINRA competency exam that will open up opportunities for individuals seeking to enter—or re-enter—the securities industry.

Core Official Date
Author (External)
Kaitlyn Kiernan ([email protected])
By Anonymous (not verified), 26 October, 2017
Short Title
Volatility-Linked Exchange-Traded Products

While exchange-traded products are more popular than ever, it’s important to remember that though they trade like stocks, their risks can be far more complex. Indeed, volatility-linked ETFs and ETNs are highly complex, and investors could risk major losses if they trade them without understanding how they work.

Core Official Date
Author (External)
Kaitlyn Kiernan ([email protected])