Personal Finance

By Anonymous (not verified), 31 January, 2018
Short Title
Reverse Boiler Room

Being a victim of investment fraud doesn't have to be the end of the story, it can be a new beginning. Just ask Harry, a victim of boiler room scams who used his experience to become a Fraud Fighter.

Core Official Date
Author (External)
Angelita Plemmer Williams ([email protected])
By Anonymous (not verified), 30 January, 2018
Short Title
Opening a Brokerage Account: Part 1

In the first installment of our two-part series, we lay out the types of personal information you will need to provide when you open a brokerage account.

Core Official Date
Author (External)
Erika Karell ([email protected])
By Anonymous (not verified), 25 January, 2018
Short Title
Time Value

Young investors may not have as much to save, but they do have one very important asset on their side: time. This story of two young investors illustrates the true value of time.

Core Official Date
Author (External)
Kaitlyn Kiernan ([email protected])
By Anonymous (not verified), 23 January, 2018
Short Title
Interval Funds

Interval funds are closed-end investment companies that may appeal to investors looking for new ways to diversify their portfolio. Here are 6 things to know before investing in interval funds.

Core Official Date
Author (External)
Erika Karell ([email protected])
By Anonymous (not verified), 18 January, 2018
Short Title
Know Margin Risks

According to FINRA's latest margin statistics, borrowing by investors in November 2017 stood at an all-time high of $627.4 billion. FINRA often gets phone calls from investors after they receive a margin call. Now, in the midst of a bull market, is a good time to get ahead of things. In the event you get a margin call from your brokerage firm—are you prepared?

Core Official Date
Author (External)
Pete Chandler ([email protected])
By Anonymous (not verified), 16 January, 2018
Short Title
Pay Raise Tips

Expecting a bump in your pay soon? You're not alone. But before you get carried away, it’s time to stop and think about how you can make the most of the extra cash so you aren’t soon left wondering how you ever lived on less.

Core Official Date
Author (External)
Kaitlyn Kiernan ([email protected])
By Anonymous (not verified), 10 January, 2018
Short Title
Investment Returns

An investment’s performance is more than just the amount it has appreciated since you bought it, whether we’re talking stocks, bonds, real estate or some other asset. If you want to make informed investment decisions, it’s important that you understand how to calculate your return on investment (ROI).

Core Official Date
Author (External)
Kaitlyn Kiernan ([email protected])
By Anonymous (not verified), 8 January, 2018
Short Title
Securities Class Action Lawsuits

It is not uncommon for FINRA to receive calls from investors about a securities class action lawsuit, especially on the heels of a large settlement. Based on questions we receive from investors, here are eight things you should know about securities class actions involving investors.

Core Official Date
Author (External)
FINRA Staff ([email protected])
By Anonymous (not verified), 2 January, 2018
Short Title
2018 Tips

When it comes to New Year's resolutions, Americans often focus on health-related goals, such as exercising more and eating better. This year, make your resolutions about another kind of health: your financial health.

Core Official Date
Author (External)
Kaitlyn Kiernan ([email protected])
By Anonymous (not verified), 27 December, 2017
Short Title
Corporate Actions

A corporate action is an event by a public company that may affect the company's securities and, therefore, its shareholders and bondholders. Understanding common corporate actions, and where to find information about them, will keep you informed about your investments.

Core Official Date
Author (External)
Erika Karell ([email protected])