Personal Finance

By Anonymous (not verified), 20 November, 2019
Short Title
Scam Target Behaviors

Do you spend a lot of time on social media sites or looking for great online deals? If so, then you wear a bullseye when it comes to scammers hunting for money, according to groundbreaking fraud research from the FINRA Investor Education Foundation, BBB Institute for Marketplace Trust and the Stanford Center on Longevity.

Core Official Date
Author (External)
FINRA Staff ([email protected])
By Anonymous (not verified), 11 November, 2019
Short Title
Financial Well-Being of U.S. Military Veterans Improving

Here's some good news for our nation's veterans and those who care about their welfare. The financial well-being of U.S. military veterans has improved in recent years, outpacing the gains of non-veterans, according to new research by the FINRA Investor Education Foundation. Veterans, overall, reported having less difficulty covering their expenses and bills, had a lower likelihood of experiencing an income drop and were more likely to have an emergency fund, according to the survey of more than 3,000 veterans and more than 20,000 non-veterans.

Core Official Date
Author (External)
FINRA Staff ([email protected])
By Anonymous (not verified), 23 October, 2019
Short Title
Divorce and Your Finances

While we all hope our marriages will be successful, sometimes life just doesn’t go as planned. Consider these 6 important tips about divorce and your investments.

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Author (External)
[email protected] (FINRA Staff)
By Anonymous (not verified), 30 September, 2019
Short Title
Tips for World Investor Week

October 1-7, 2019 is World Investor Week, a global campaign to raise awareness about the importance of investor education and protection. U.S. securities regulators offer these key messages for Main Street investors.

Core Official Date
Author (External)
FINRA Staff ([email protected])
By Anonymous (not verified), 25 September, 2019
Short Title
Cash Accounts

With a cash account, the most important thing to know is that you must pay the full amount for securities purchased in that account by the settlement date. For most securities, this means paying for them two days after you place an order to buy.

Core Official Date
Author (External)
FINRA Staff ([email protected])
By Anonymous (not verified), 13 September, 2019
Short Title
Exchanging Your Variable Annuity

Perhaps you spoke with an investment professional about an existing variable annuity you own, and the possibility of exchanging your current VA with a new one came up. Be aware that replacing one VA with another involves a comparison of the complex features of each security.

Core Official Date
Author (External)
FINRA Staff ([email protected])
By Anonymous (not verified), 30 August, 2019
Short Title
Lock Down Your Financial Emergency Kit

A major hurricane is bearing down on the East Coast, and others likely will follow. As millions scramble to prepare for this latest natural disaster, it pays to assemble a financial emergency kit now.

Core Official Date
Author (External)
[email protected] (FINRA Staff)
By Anonymous (not verified), 6 June, 2019
Short Title
Disaster-Related Financial Fraud

Last year's Atlantic hurricane season saw 15 named storms slam the East Coast and Gulf states—including mammoth Florence and Michael. It may not be possible to predict when or where the storms of 2019 will take place, but one thing you can count on is that when they hit happens, scammers will try to take advantage of the situation.

Core Official Date
Author (External)
FINRA Staff ([email protected])
By Anonymous (not verified), 24 May, 2019
Short Title
Reverse Stock Splits

A reverse stock split tends to occur with small companies who believe their stock price is too low to attract investors.

Core Official Date
Author (External)
FINRA Staff ([email protected])
By Anonymous (not verified), 8 May, 2019
Short Title
Departing Brokers

If the broker you are working with leaves your brokerage firm, it may prompt questions about the departing broker and the status of your accounts following the departure. For this reason, FINRA has consistently sought to ensure that customers can make a timely and informed choice about where to maintain their assets when their broker moves on to a new firm.

Core Official Date
Author (External)
FINRA Staff ([email protected])